Risk & Compliance Management Webinars

Financial Crime Risk Management Series

The OFAC Challenge 
 
As a component of U.S. Foreign Relations, the Office of Foreign Assets Control (OFAC) list monitoring presents a different set of challenges. What can your institution do to mitigate exposure to the significant penalties and sanctions that we have seen in the marketplace? "Weak aliases" and other gray areas leave room for subjective judgment at the investigative level and examiner review. How can you ensure best efforts and best documentation to satisfy these judgments? Increased international transaction activity through electronic channels is a great asset that comes with greater risk. Does your institution have the right checks and balances in place?
Session complete; contact your Account Executive for additional information.

The Social Media Challenge 
 
How does a financial institution compete in a marketplace where an "online institution" can partner with Facebook and instantly gain access to more consumers than the highest populated country in the world? Social media has become a part of nearly every aspect of our lives, and its popularity continues to grow. The growth of social networking presents financial institutions, like other businesses, with both challenges and opportunities. These new channels will require a social media strategy to address potential reputational, liability and information security risks. Join us for this free webinar to learn more about how you can prepare your institution to tackle the future of social media banking.
Session complete; contact your Account Executive for additional information.

Deploy and Maintain Optimized Monitoring Solutions for AML and Fraud
 
Is your institution ready to deploy an AML or Fraud solution?
In this fourth topic of our quarterly series, we will discuss the pre-requisites for beginning your search and what to do to leverage your choice at implementation and on an ongoing basis. What do you need to understand about your client base, technology and data when considering solutions? How does this data feed into the chosen solution? What can you do on an ongoing basis to manage the analysis, leverage efficiencies and ensure compliance? This topic is the fourth in our 2012 quarterly webinar series on Financial Crime Risk Management, offered as an educational service to clients by the Risk & Compliance team.
Session complete; contact your Account Executive for additional information.

Improving Fraud Prevention at Financial Institutions:
The Journey to Real-time Compliance

Millions of transactions occur each day across the various channels within a bank or credit union. It is increasingly more important to understand the full scope and impact of suspicious, cross-channel activities in real time. Join Fiserv for a complimentary webinar as we share insights into strategies being developed to assist clients to combat this issue.
Session complete; contact your Account Executive for additional information. 

Prepaid Debit Cards:
Managing the Risks to the Financial Institution

An estimated 7.7 percent of all U.S. households are under-banked or unbanked. In order to service this sector, banks and credit unions have continued to increase options for the market. A very significant methodology for this is prepaid debit cards.  However, with prepaid debit cards, money laundering, terrorist financing and other criminal activity may occur if effective controls are not in place.
Session complete; contact your Account Executive for additional information.

Combating Transnational Organized Crime:
Non-Traditional Approaches to a Traditional Problem

Crime that is “transnational” or “organized” presents special challenges for law enforcement. When these two factors are combined, as in Transnational Organized Crime (TOC), the challenges are especially formidable. The Fiserv Risk and Compliance team share information on how financial institutions can identify and deploy programs to remain vigilant.
Session complete; contact your Account Executive for additional information.

Need information on the Financial Crime Risk Management webinar series? Contact your Account Executive or reach us by email at cusolutions@fiserv.com.